-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VX1lRo5ZMXcz/SOuwNsPYImk/h8mtf3gt9rJXjfQJ5uPfnP5KtIHrsDCpP/0peeF MLgK1YfMHcVHJzooRBwpPQ== 0000950135-99-000811.txt : 19990217 0000950135-99-000811.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950135-99-000811 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TWEETER HOME ENTERTAINMENT GROUP INC CENTRAL INDEX KEY: 0001060390 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 043417513 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55397 FILM NUMBER: 99542680 BUSINESS ADDRESS: STREET 1: 10 PEQUOT WAY CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7818303000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLOOMBERG SAMUEL J CENTRAL INDEX KEY: 0001073365 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 309 WARREN ST CITY: BROOKLINE STATE: MA ZIP: 02146 MAIL ADDRESS: STREET 1: 309 WARREN ST CITY: BROOKLINE STATE: MA ZIP: 02146 SC 13G 1 TWEETER HOME ENTERTAINMENT GROUP, INC 1 OMB APPROVAL OMB Number:3235-0145 Expires: August 31, 1999 Estimated average burden hours per form 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) (Name of Issuer) TWEETER HOME ENTERTAINMENT GROUP, INC. (Title of Class of Securities) COMMON STOCK (CUSIP Number) 901167106 (Date of Event Which Requires Filing of this Statement) December 31, 1998 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 6 pages 2 CUSIP No. 901167106 Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Samuel Bloomberg - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION US - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER (See Footnotes) SHARES 781,973 BENEFICIALLY ---------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 40,270 REPORTING ---------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 781,973 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 789,513 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 822,243 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.5 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 3 CUSIP No. 901167106 13G Page 3 of 6 Pages ITEM 1. (a) Name of Issuer: Tweeter Home Entertainment Group, Inc. (b) Address of Issuer's Principal Executive Offices: 10 Pequot Way Canton, MA 02021 ITEM 2. (a) Name of Person Filing: Samuel Bloomberg (b) Address of Principal Business Office: 10 Pequot Way Canton, MA 02021 (c) Citizenship: US (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 901167106 4 CUSIP No. 901167106 13G Page 4 of 6 Pages ITEM 3. If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (h) [ ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J) 5 CUSIP No. 901167106 13G Page 5 of 6 Pages ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: see page 2 Item 9 (b) Percent of Class: see page 2 Item 11 (c) Number of Shares as to which such person has: i. Sole power to vote or to direct the vote See page 2 Item 5 ii. Shared power to vote or to direct the vote See page 2 Item 6 iii. Sole Dispositive power or to dispose See page 2 Item 7 iv. Shared dispositive power or to dispose See page 2 Item 8 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [___]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Footnotes - --------- a. Includes 7,540 share held by Carolina Bloomberg, Mr. Bloomberg's wife. Mr. Bloomberg disclaims beneficial ownership of such shares. b. Includes 32,730 shares held by Samuel Bloomberg Family Trusts for the benefit of his children. Mr. Bloomberg disclaims beneficial ownership of such shares. 6 CUSIP No. 901167106 13G Page 6 of 6 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP ITEM 9. NOTICE OF DISSOLUTION OF GROUP ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. DATED: February 16, 1999 By: /s/ Joseph McGuire _________________________________ Name: Joseph McGuire Title:Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----